Broker Check

Client Awareness Flowchart

#1 Due Diligence

#1 Due Diligence

Knowledge

  • DST understanding with Client, Advisor, Trustee
  • Any questions or concerns are ironed out, and we try to understand if a DST makes sense for them
#2 Preparation

#2 Preparation

Desire

  • Once the benefits of the DST are understood and client is moving forward, we proceed to Tax Attorney call
  • Relevant documentation is prepared, and engagement agreement is sent to client for signatures
#3 Promissory Note

#3 Promissory Note

Transaction

  • Set Note Terms
  • Completion of Risk Tolerance questionnaire
  • Develop Investment Strategy
  • Establish Client distribution payments per note terms
  • Trust is funded with Sale Proceeds
#4 Investment Begins

#4 Investment Begins

  • Financial Advisor begins investing funds in trust
  • Any investment or movement of funds requires signature of both Client and Trustee
  • Client can access all brokerage accounts 24/7 to view portfolio
#5 Periodic Review

#5 Periodic Review

Support

  • Portfolio review with Client, Financial Advisor, and Trustee to discuss and evaluate investments
  • If Client requests note terms adjusted, requires draw down of principal, or has any questions, we are available to discuss